List of National Financial Regulators
From Open Risk Manual
Revision as of 13:54, 28 September 2023 by Wiki admin (talk | contribs)
List of National Financial Regulators
- This page contains a list of global national financial regulatory authorities
- The list excludes supranational authorities such as EU-wide authorities or the BIS
- The list is not exhaustive (suggestions for additions / corrections are welcome)
Legend
The table includes the following information
- The ISO Country Code initials of the Country where the Regulator operates
- The Country Name
- Where applicable, Initials that might be used as aliases for a Regulator
- The full name (In English and/or In the official language in which the Regulator operates)
- The Financial System domain in the regulators remit
- The URL of the principal webpage maintained by the regulator (if applicable)
- A link to an RSS feed where the regulator might be publishing press releases, publications, speeches, data etc.
Country | Regulator | Domain | URL | RSS | |
---|---|---|---|---|---|
Afghanistan | Da Afghanistan Bank (DAB) | Banking | [1] | ||
Albania | Albanian Financial Supervisory Authority (FSA) | [2] | |||
Algeria | Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) | [3] | |||
Andorra | Institut Nacional Andorrà de Finances (INAF) | [4] | |||
Anguilla | Anguilla Financial Services Commission | [5] | |||
Antigua & Barbuda | Financial Services Regulatory Commission | [6] | |||
Argentina | Comisión Nacional de Valores (CNV) | [7] | |||
Armenia | Central Bank of Armenia (CBA) | Banking | [8] | ||
Australia | Australian Prudential Regulation Authority (APRA) | Banking | [9] | ||
Australia | Australian Securities and Investments Commission (ASIC) | [10] | |||
Australia | Australian Takeovers Panel | [11] | |||
Austria | Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde) | [12] | |||
Austria | Austrian National Bank (Nationalbank) | Banking | [13] | ||
Austria | Austrian Takeover Commission (Übernahmekommission) | [14] | |||
Azerbaijan | Central Bank of the Republic of Azerbaijan | Banking | [15] | ||
Azerbaijan | Ministry of Finance of the Republic of Azerbaijan | Insurance | [16] | ||
Azerbaijan | State Committee for Securities of the Republic of Azerbaijan | Securities | [17] | ||
Bahamas | Securities Commission of the Bahamas | [18] | |||
Bahrain | Central Bank of Bahrain | Banking | [19] | ||
Bangladesh | Securities and Exchange Commission (Bangladesh) | [20] | |||
Barbados | Barbados Financial Services Commission | [21] | |||
Barbados | Central Bank of Barbados | Banking | [22] | ||
Barbados | Financial Intelligence Unit | [23] | |||
Belgium | Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten) | [24] | |||
Belgium | National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België) | Banking | |||
Belize | International Financial Services Commission | [25] | |||
Bermuda | Bermuda Monetary Authority | [26] | |||
Bolivia | Autoridad de Supervisión del Sistema Financiero (ASFI) | [27] | |||
Bosnia and Herzegovina | Republika Srpska | ||||
Bosnia and Herzegovina | Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina) | [28] | |||
Brazil | Banco Central do Brasil (BCB) | Banking | [29] | ||
Brazil | Comissão de Valores Mobiliários (CVM) | [30] | |||
Brazil | Superintendência de Seguros Privados (SUSEP) | [31] | |||
British Virgin Islands | British Virgin Islands Financial Services Commission | [32] | |||
Brunei | Brunei International Financial Center of the Ministry of Finance | [33] | |||
Bulgaria | Financial Supervision Commission (Bulgaria) (FSC) | [34] | |||
Canada | Canada Deposit Insurance Corporation | ||||
Canada | Office of the Superintendent of Financial Institutions (OSFI) | Banking | [35] | ||
Canada | Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) | [36] | |||
Canada | Canadian Securities Administrators (CSA) | [37] | |||
Canada | Investment Industry Regulatory Organization of Canada (IIROC) | [38] | |||
Canada | Mutual Fund Dealers Association (MFDA) | ||||
Canada | Ontario Securities Commission (OSC) | [39] | |||
Canada | Financial Services Commission of Ontario | ||||
Canada | Autorité des marchés financiers (Québec) | [40] | |||
Canada | British Columbia Securities Commission (BCSC) | [41] | |||
Cayman Islands | Cayman Islands Monetary Authority | [42] | |||
Chile | Superintendencia de Valores y Seguros | [43] | |||
China, People's Republic of | China Securities Regulatory Commission (CSRC) | [44] | |||
China, People's Republic of | China Banking Regulatory Commission (CBRC) | Banking | [45] | ||
China, People's Republic of | China Insurance Regulatory Commission (CIRC) | Insurance | [46] | ||
China, Republic of Taiwan | Financial Supervisory Commission | [47] | |||
Colombia | Superintendencia Financiera de Colombia | [48] | |||
Costa Rica | Superintendencia General de Valores | [49] | |||
Costa Rica | Superintendencia General de Seguros (Costa Rica) | [50] | |||
Côte d'Ivoire | Banque Centrale des Etats de l'Afrique de l'Ouest | [51] | |||
Croatia | Croatian Financial Services Supervisory Agency | [52] | |||
Cyprus | Central Bank of Cyprus | Banking | [53] | ||
Cyprus | Cyprus Securities and Exchange Commission (CYSEC) | [54] | |||
Cyprus | Cyprus Insurance Companies Control Service (ICCS) | [55] | |||
Czech Republic | Czech National Bank | Banking | [56] | ||
Denmark | Financial Supervisory Authority, (Finanstilsynet) | [57] | |||
Dominican Republic | Banco Central de la Republica Dominica | Banking | [58] | ||
Dominican Republic | Superintendencia de Bancos de la Republica Dominicana | [59] | |||
Ecuador | Superintendencia de Compañías | [60] | |||
Egypt | Egyptian Financial Supervisory Authority (EFSA) | [61] | |||
El Salvador | Superintendencia del Sistema Financiero | [62] | |||
Estonia : | Financial Supervision Authority (Finantsinspektsioon) | [63] | |||
Estonia : | Estonian Bank (Eesti Panga) | [64] | |||
Faroe Islands | Insurance Authority of the Faroe Islands (Tryggingareftirlitið) | [65] | |||
Finland | Financial Supervisory Authority, (FIN-FSA Finanssivalvonta) | [66] | |||
France | Autorité des marchés financiers (France) (AMF) | [67] | |||
France | Registre unique des Intermediaires en Assurance, Banque et Finance (France) (ORIAS) | [68] | |||
France | Autorité de Controle Prudentiel (France) (ACPR) | [69] | |||
France | French Takeover Panel | [70] | |||
Georgia | National Bank of Georgia | Banking | [71] | ||
Germany | BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) | Banking | [72] | ||
Ghana | Securities and Exchange Commission (Ghana) (SEC) | [73] | |||
Ghana | Bank of Ghana (BOG) | Banking | [74] | ||
Greece | Greek Capital Market Commission | [75] | |||
Grenada | Grenada International Financial Services Authority (GIFSA) | ||||
Guatemala | Superintendencia de Bancos (SB) | ||||
Guernsey | Guernsey Financial Services Commission | [76] | |||
Honduras | National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros) | [77] | |||
Hong Kong | Hong Kong Monetary Authority (HKMA) | [78] | |||
Hong Kong | Hong Kong Securities and Futures Commission (SFC) | [79] | |||
Hungary | The Central Bank of Hungary | Banking | [80] | ||
Iceland | Icelandic Financial Supervisory Authority | [81] | |||
India | Reserve Bank of India (RBI) | Banking | |||
India | Securities and Exchange Board of India (SEBI) | Markets | |||
India | Forward Markets Commission (India) (FMC) | Markets | |||
India | Insurance Regulatory and Development Authority (IRDA) | Insurance | [82] | ||
India | Pension Fund Regulatory and Development Authority (PFRDA) | Pensions | [83] | ||
India | Ministry of Corporate Affairs (MCA) | Competition | [84] | ||
Indonesia | Financial Services Authority (Indonesia) (OJK) | [85] | |||
Indonesia | Bank Indonesia | Banking | [86] | ||
Ireland | Central Bank of Ireland | Banking | [87] | ||
Ireland | Irish Takeover Panel | Competition | [88] | ||
Iraq | Iraq Securities Commission (ISC) | Markets | |||
Isle of Man | Financial Supervision Commission (FSC, for banking, investment and fiduciary businesses) | Banking | |||
Isle of Man | Insurance and Pensions Authority (IPA, for insurance and pensions businesses) | Insurance, Pensions | |||
Israel | Israel Securities Authority (ISA) | Markets | [89] | ||
Italy | Commissione Nazionale per le Società e la Borsa (CONSOB) | Markets | [90] | ||
Italy | Banca D'Italia | Banking | [91] | YES | |
Italy | Institute for the Supervision of Insurance (ISVAP) | Insurance | [92] | ||
Jamaica | Financial Services Commission (Jamaica) | [93] | |||
Japan | Financial Services Agency | ||||
Japan | Securities and Exchange Surveillance Commission (SESC) | ||||
Jersey | Jersey Financial Services Commission | [94] | |||
Jordan | Jordan Securities Commission | [95] | |||
Kazakhstan | Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations | ||||
Kazakhstan | Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan | [96] | |||
Kenya | Capital Markets Authority (Kenya) | [97] | |||
South Korea | Financial Services Commission (FSC) | ||||
South Korea | Financial Supervisory Service (FSS) | ||||
Latvia | Financial and Capital Market Commission | [98] | |||
Lebanon | Banking Control Commission of Lebanon (BCCL) | Banking | [99] | ||
Liechtenstein | Financial Market Authority (Liechtenstein) (FMA) | [100] | |||
Lithuania | Bank of Lithuania | Banking | [101] | ||
Luxembourg | Commission de Surveillance du Secteur Financier (CSSF) | [102] | |||
Luxembourg | Commissariat aux Assurances (CAA) | [103] | |||
Malaysia | Securities Commission Malaysia (SC) | [104] | |||
Malta | Malta Financial Services Authority (MFSA) | [105] | |||
Mauritania | Central Bank of Mauritania (BCM) | Banking | [106] | ||
Mauritius | Bank of Mauritius (BOM) | Banking | [107] | ||
Mauritius | Financial Services Commission of Mauritius (FSC) | [108] | |||
Mexico | Comisión Nacional Bancaria y de Valores | [109] | |||
Moldova | National Commission for Financial Markets | [110] | |||
Montenegro | Insurance Supervision Agency | [111] | |||
Montserrat | Montserrat Financial Services Commission | [112] | |||
Morocco | Conseil déontologique des valeurs mobilières | [113] | |||
Netherlands | Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten) | [114] | |||
New Zealand | Financial Markets Authority (New Zealand) | [115] | |||
Nigeria | Securities and Exchange Commission (Nigeria) | [116] | |||
Norway | Financial Supervisory Authority of Norway (Finanstilsynet) | [117] | |||
Oman | Capital Market Authority (Oman) | [118] | |||
Pakistan | Securities and Exchange Commission of Pakistan | [119] | |||
Panama | Superintendencia del Mercado de Valores | [120] | |||
Peru | Superintendencia del Mercado de Valores | [121] | |||
Philippines | Philippines Securities and Exchange Commission (SEC) | website | |||
Poland | Polish Financial Supervision Authority (KNF) | [122] | |||
Portugal | Portuguese Securities Market Commission (CMVM) | [123] | |||
Portugal | Portuguese Insurance Regulator (ISP) | [124] | |||
Qatar | Qatar Financial Markets Authority (QFMA) | [125] | |||
Republic of Macedonia | Securities and Exchange Commission of the Republic of Macedonia (MSEC) | ||||
Republic of Macedonia | National Bank of the Republic of Macedonia | Banking | [126] | ||
Romania | Romanian Financial Supervisory Authority | [127] | |||
Russia | Central Bank of Russia (CBR) | Banking | [128] | ||
Saint Lucia | Financial Sector Supervision Unit | [129] | |||
Saint Kitts and Nevis | Financial Services Regulatory Commission | [130] | |||
Saint Kitts and Nevis | Nevis Financial Regulatory Services Commission | [131] | |||
Saint Vincent and the Grenadines | Financial Services Authority | [132] | |||
San Marino | Central Bank of San Marino (BCSM) | Banking | [133] | ||
Saudi Arabia | Capital Market Authority (CMA) | ||||
Serbia | Securities Commission (Serbia) | [134] | |||
Seychelles | Central Bank of Seychelles | [135] | |||
Singapore | Monetary Authority of Singapore (MAS) | ||||
Slovenia | Securities Market Agency (ATVP) | Markets | [136] | ||
South Africa | South African Reserve Bank | [137] | |||
South Africa | National Credit Regulator | Banking | [138] | ||
South Africa | Financial Services Board | [139] | |||
Spain | Comisión Nacional del Mercado de Valores, CNMV | Markets | [140] | ||
Spain | Direccion General de Seguros (DGS)[IMD] | Insurance | [141] | ||
Spain | Banco de España (BdE) | Banking | [142] | ||
Sri Lanka | Central Bank of Sri Lanka | Banking | [143] | ||
Sri Lanka | Securities and Exchange Commission of Sri Lanka | [144] | |||
Swaziland | Central Bank of Swaziland) | [145] | |||
Sweden | Financial Supervisory Authority (Sweden) (Finansinspektionen, FI) | Banking | [146] | ||
Switzerland | Swiss Financial Market Supervisory Authority | [147] | |||
Tanzania | Capital Markets and Securities Authority | [148] | |||
Taiwan | Securities and Futures Bureau | [149] | |||
Thailand | Bank of Thailand (BOT) | Banking | [150] | ||
Thailand | Office of the Securities and Exchange Commission, Thailand (Thai SEC) | [151] | |||
Tunisia | Conseil du marché financier | [152] | |||
Turkey | Banking Regulation and Supervision Agency of Turkey (BRSA) | Banking | [153] | ||
Turkey | Capital Markets Board of Turkey (CMB) | ||||
Uganda | Capital Markets Authority (Uganda) (CMA) | [154] | |||
Uganda | Insurance Regulatory Authority of Uganda | [155] | |||
Ukraine | National Securities and Stock Market Commission (NSSMC) | [156] | |||
United Arab Emirates | Securities and Commodities Authority - (SCA) | [157] | |||
United Arab Emirates | Dubai Financial Services Authority - (DFSA) | [158] | |||
United Kingdom | Financial Conduct Authority (FCA) | [159] | |||
United Kingdom | Prudential Regulation Authority (PRA) | Banking | [160] | ||
United Kingdom | Panel on Takeovers and Mergers (PANEL) | Competition | [161] | ||
United States | Securities & Exchange Commission (SEC) | Markets | |||
United States | Commodity Futures Trading Commission (CFTC) | Markets | [162] | ||
United States | Federal Reserve System ("Fed") | Banking | |||
United States | Federal Deposit Insurance Corporation (FDIC) | Banking | |||
United States | Financial Industry Regulatory Authority (FINRA) | Banking | [163] | ||
United States | Office of the Comptroller of the Currency (OCC) | Markets | [164] | YES | |
United States | National Credit Union Administration (NCUA) | Banking | |||
United States | Consumer Financial Protection Bureau (CFPB) | Banking | [165] | YES | |
Uruguay | Banco Central del Uruguay | Banking | [166] | ||
Uzbekistan | Center for Coordination and Control over Functioning of Securities Market | [167] | |||
Vatican City | Financial Information Authority | ||||
Venezuela | Superintendencia Nacional de Valores (SNV) | [168] | |||
Vietnam | State Securities Commission (SSC) | [169] | |||
Zambia | Securities and Exchange Commission (Zambia) | [170] |