Financial Regulators

From Open Risk Manual

List of Worldwide National Financial Regulators

  • This page contains a list of global national financial regulatory authorities
  • The list excludes supranational authorities such as EU-wide authorities or BIS
  • The list is not exhaustive, suggestions for additions / corrections are welcome
Country Regulator Domain URL RSS
Afghanistan Da Afghanistan Bank (DAB) Banking [1]
Albania Albanian Financial Supervisory Authority (FSA) [2]
Algeria Commission d'Organisation et de Surveillance des Opérations de Bourse (COSOB) [3]
Andorra Institut Nacional Andorrà de Finances (INAF) [4]
Anguilla Anguilla Financial Services Commission [5]
Antigua & Barbuda Financial Services Regulatory Commission [6]
Argentina Comisión Nacional de Valores (CNV) [7]
Armenia Central Bank of Armenia (CBA) Banking [8]
Australia Australian Prudential Regulation Authority (APRA) Banking [9]
Australia Australian Securities and Investments Commission (ASIC) [10]
Australia Australian Takeovers Panel [11]
Austria Financial Market Authority (FMA, Finanzmarktaufsichtsbehörde) [12]
Austria Austrian National Bank (Nationalbank) Banking [13]
Austria Austrian Takeover Commission (Übernahmekommission) [14]
Azerbaijan Central Bank of the Republic of Azerbaijan Banking [15]
Azerbaijan Ministry of Finance of the Republic of Azerbaijan Insurance [16]
Azerbaijan State Committee for Securities of the Republic of Azerbaijan Securities [17]
Bahamas Securities Commission of the Bahamas [18]
Bahrain Central Bank of Bahrain Banking [19]
Bangladesh Securities and Exchange Commission (Bangladesh) [20]
Barbados Barbados Financial Services Commission [21]
Barbados Central Bank of Barbados Banking [22]
Barbados Financial Intelligence Unit [23]
Belgium Financial Services and Markets Authority (FSMA - Autorité des services et marchés financiers/Authoriteit voor Financiële Diensten en Markten) [24]
Belgium National Bank of Belgium (NBB - Banque Nationale de Belgique/Nationale Bank van België) Banking
Belize International Financial Services Commission [25]
Bermuda Bermuda Monetary Authority [26]
Bolivia Autoridad de Supervisión del Sistema Financiero (ASFI) [27]
Bosnia and Herzegovina Republika Srpska
Bosnia and Herzegovina Securities Commission of the Federation of Bosnia and Herzegovina (Komisiji za vrijednosne papire Federacije Bosne i Hercegovina) [28]
Brazil Banco Central do Brasil (BCB) Banking [29]
Brazil Comissão de Valores Mobiliários (CVM) [30]
Brazil Superintendência de Seguros Privados (SUSEP) [31]
British Virgin Islands British Virgin Islands Financial Services Commission [32]
Brunei Brunei International Financial Center of the Ministry of Finance [33]
Bulgaria Financial Supervision Commission (Bulgaria) (FSC) [34]
Canada Canada Deposit Insurance Corporation
Canada Office of the Superintendent of Financial Institutions (OSFI) Banking [35]
Canada Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) [36]
Canada Canadian Securities Administrators (CSA) [37]
Canada Investment Industry Regulatory Organization of Canada (IIROC) [38]
Canada Mutual Fund Dealers Association (MFDA)
Canada Ontario Securities Commission (OSC) [39]
Canada Financial Services Commission of Ontario
Canada Autorité des marchés financiers (Québec) [40]
Canada British Columbia Securities Commission (BCSC) [41]
Cayman Islands Cayman Islands Monetary Authority [42]
Chile Superintendencia de Valores y Seguros [43]
China, People's Republic of China Securities Regulatory Commission (CSRC) [44]
China, People's Republic of China Banking Regulatory Commission (CBRC) Banking [45]
China, People's Republic of China Insurance Regulatory Commission (CIRC) Insurance [46]
China, Republic of Taiwan Financial Supervisory Commission [47]
Colombia Superintendencia Financiera de Colombia [48]
Costa Rica Superintendencia General de Valores [49]
Costa Rica Superintendencia General de Seguros (Costa Rica) [50]
Côte d'Ivoire Banque Centrale des Etats de l'Afrique de l'Ouest [51]
Croatia Croatian Financial Services Supervisory Agency [52]
Cyprus Central Bank of Cyprus Banking [53]
Cyprus Cyprus Securities and Exchange Commission (CYSEC) [54]
Cyprus Cyprus Insurance Companies Control Service (ICCS) [55]
Czech Republic Czech National Bank Banking [56]
Denmark Financial Supervisory Authority, (Finanstilsynet) [57]
Dominican Republic Banco Central de la Republica Dominica Banking [58]
Dominican Republic Superintendencia de Bancos de la Republica Dominicana [59]
Ecuador Superintendencia de Compañías [60]
Egypt Egyptian Financial Supervisory Authority (EFSA) [61]
El Salvador Superintendencia del Sistema Financiero [62]
Estonia : Financial Supervision Authority (Finantsinspektsioon) [63]
Estonia : Estonian Bank (Eesti Panga) [64]
Faroe Islands Insurance Authority of the Faroe Islands (Tryggingareftirlitið) [65]
Finland Financial Supervisory Authority, (FIN-FSA Finanssivalvonta) [66]
France Autorité des marchés financiers (France) (AMF) [67]
France Registre unique des Intermediaires en Assurance, Banque et Finance (France) (ORIAS) [68]
France Autorité de Controle Prudentiel (France) (ACPR) [69]
France French Takeover Panel [70]
Georgia National Bank of Georgia Banking [71]
Germany BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) Banking [72]
Ghana Securities and Exchange Commission (Ghana) (SEC) [73]
Ghana Bank of Ghana (BOG) Banking [74]
Greece Greek Capital Market Commission [75]
Grenada Grenada International Financial Services Authority (GIFSA)
Guatemala Superintendencia de Bancos (SB)
Guernsey Guernsey Financial Services Commission [76]
Honduras National Banks and Securities Commission (Comisión Nacional de Bancos y Seguros) [77]
Hong Kong Hong Kong Monetary Authority (HKMA) [78]
Hong Kong Hong Kong Securities and Futures Commission (SFC) [79]
Hungary The Central Bank of Hungary Banking [80]
Iceland Icelandic Financial Supervisory Authority [81]
India Reserve Bank of India (RBI) Banking
India Securities and Exchange Board of India (SEBI) Markets
India Forward Markets Commission (India) (FMC) Markets
India Insurance Regulatory and Development Authority (IRDA) Insurance [82]
India Pension Fund Regulatory and Development Authority (PFRDA) Pensions [83]
India Ministry of Corporate Affairs (MCA) Competition [84]
Indonesia Financial Services Authority (Indonesia) (OJK) [85]
Indonesia Bank Indonesia Banking [86]
Ireland Central Bank of Ireland Banking [87]
Ireland Irish Takeover Panel Competition [88]
Iraq Iraq Securities Commission (ISC) Markets
Isle of Man Financial Supervision Commission (FSC, for banking, investment and fiduciary businesses) Banking
Isle of Man Insurance and Pensions Authority (IPA, for insurance and pensions businesses) Insurance, Pensions
Israel Israel Securities Authority (ISA) Markets [89]
Italy Commissione Nazionale per le Società e la Borsa (CONSOB) Markets [90]
Italy Banca D'Italia Banking [91] YES
Italy Institute for the Supervision of Insurance (ISVAP) Insurance [92]
Jamaica Financial Services Commission (Jamaica) [93]
Japan Financial Services Agency
Japan Securities and Exchange Surveillance Commission (SESC)
Jersey Jersey Financial Services Commission [94]
Jordan Jordan Securities Commission [95]
Kazakhstan Agency of the Republic of Kazakhstan on Regulation and Supervision of Financial Market and Financial Organizations
Kazakhstan Committee for the Control and Supervision of the Financial Market and Financial Organizations of the National Bank of the Republic of Kazakhstan [96]
Kenya Capital Markets Authority (Kenya) [97]
South Korea Financial Services Commission (FSC)
South Korea Financial Supervisory Service (FSS)
Latvia Financial and Capital Market Commission [98]
Lebanon Banking Control Commission of Lebanon (BCCL) Banking [99]
Liechtenstein Financial Market Authority (Liechtenstein) (FMA) [100]
Lithuania Bank of Lithuania Banking [101]
Luxembourg Commission de Surveillance du Secteur Financier (CSSF) [102]
Luxembourg Commissariat aux Assurances (CAA) [103]
Malaysia Securities Commission Malaysia (SC) [104]
Malta Malta Financial Services Authority (MFSA) [105]
Mauritania Central Bank of Mauritania (BCM) Banking [106]
Mauritius Bank of Mauritius (BOM) Banking [107]
Mauritius Financial Services Commission of Mauritius (FSC) [108]
Mexico Comisión Nacional Bancaria y de Valores [109]
Moldova National Commission for Financial Markets [110]
Montenegro Insurance Supervision Agency [111]
Montserrat Montserrat Financial Services Commission [112]
Morocco Conseil déontologique des valeurs mobilières [113]
Netherlands Netherlands Authority for the Financial Markets (AFM - Autoriteit Financiële Markten) [114]
New Zealand Financial Markets Authority (New Zealand) [115]
Nigeria Securities and Exchange Commission (Nigeria) [116]
Norway Financial Supervisory Authority of Norway (Finanstilsynet) [117]
Oman Capital Market Authority (Oman) [118]
Pakistan Securities and Exchange Commission of Pakistan [119]
Panama Superintendencia del Mercado de Valores [120]
Peru Superintendencia del Mercado de Valores [121]
Philippines Philippines Securities and Exchange Commission (SEC) website
Poland Polish Financial Supervision Authority (KNF) [122]
Portugal Portuguese Securities Market Commission (CMVM) [123]
Portugal Portuguese Insurance Regulator (ISP) [124]
Qatar Qatar Financial Markets Authority (QFMA) [125]
Republic of Macedonia Securities and Exchange Commission of the Republic of Macedonia (MSEC)
Republic of Macedonia National Bank of the Republic of Macedonia Banking [126]
Romania Romanian Financial Supervisory Authority [127]
Russia Central Bank of Russia (CBR) Banking [128]
Saint Lucia Financial Sector Supervision Unit [129]
Saint Kitts and Nevis Financial Services Regulatory Commission [130]
Saint Kitts and Nevis Nevis Financial Regulatory Services Commission [131]
Saint Vincent and the Grenadines Financial Services Authority [132]
San Marino Central Bank of San Marino (BCSM) Banking [133]
Saudi Arabia Capital Market Authority (CMA)
Serbia Securities Commission (Serbia) [134]
Seychelles Central Bank of Seychelles [135]
Singapore Monetary Authority of Singapore (MAS)
Slovenia Securities Market Agency (ATVP) Markets [136]
South Africa South African Reserve Bank [137]
South Africa National Credit Regulator Banking [138]
South Africa Financial Services Board [139]
Spain Comisión Nacional del Mercado de Valores, CNMV Markets [140]
Spain Direccion General de Seguros (DGS)[IMD] Insurance [141]
Spain Banco de España (BdE) Banking [142]
Sri Lanka Central Bank of Sri Lanka Banking [143]
Sri Lanka Securities and Exchange Commission of Sri Lanka [144]
Swaziland Central Bank of Swaziland) [145]
Sweden Financial Supervisory Authority (Sweden) (Finansinspektionen, FI) Banking [146]
Switzerland Swiss Financial Market Supervisory Authority [147]
Tanzania Capital Markets and Securities Authority [148]
Taiwan Securities and Futures Bureau [149]
Thailand Bank of Thailand (BOT) Banking [150]
Thailand Office of the Securities and Exchange Commission, Thailand (Thai SEC) [151]
Tunisia Conseil du marché financier [152]
Turkey Banking Regulation and Supervision Agency of Turkey (BRSA) Banking [153]
Turkey Capital Markets Board of Turkey (CMB)
Uganda Capital Markets Authority (Uganda) (CMA) [154]
Uganda Insurance Regulatory Authority of Uganda [155]
Ukraine National Securities and Stock Market Commission (NSSMC) [156]
United Arab Emirates Securities and Commodities Authority - (SCA) [157]
United Arab Emirates Dubai Financial Services Authority - (DFSA) [158]
United Kingdom Financial Conduct Authority (FCA) [159]
United Kingdom Prudential Regulation Authority (PRA) Banking [160]
United Kingdom Panel on Takeovers and Mergers (PANEL) Competition [161]
United States Securities & Exchange Commission (SEC) Markets
United States Commodity Futures Trading Commission (CFTC) Markets [162]
United States Federal Reserve System ("Fed") Banking
United States Federal Deposit Insurance Corporation (FDIC) Banking
United States Financial Industry Regulatory Authority (FINRA) Banking [163]
United States Office of the Comptroller of the Currency (OCC) Markets [164] YES
United States National Credit Union Administration (NCUA) Banking
United States Consumer Financial Protection Bureau (CFPB) Banking [165] YES
Uruguay Banco Central del Uruguay Banking [166]
Uzbekistan Center for Coordination and Control over Functioning of Securities Market [167]
Vatican City Financial Information Authority
Venezuela Superintendencia Nacional de Valores (SNV) [168]
Vietnam State Securities Commission (SSC) [169]
Zambia Securities and Exchange Commission (Zambia) [170]

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