Independent Investment Advice
From Open Risk Manual
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Definition
Independent Investment Advice (or independent financial advice): is Investment Advice that an Investment Firm provides to a client on an independent basis and where this investment firm complies with a number of requirements, notably on a sufficient range of financial instruments available, as well as restrictions on fees, commissions or any monetary or non-monetary benefits paid or provided by any third party in relation to the provision of the service to a client [1]
References
- ↑ building on the provisions in Directive 2014/65/EU on markets in financial instruments
