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Portfolio Management
...formal management of a [[Portfolio]] (collection) of financial positions (assets), contracts or other such legally defined economic artefacts. * the business model of the [[Portfolio Manager]] (trading, buy-and-hold)

3 KB (437 words) - 13:56, 29 May 2022
Market Risk
'''Market Risk''' is a broad risk category that applies to financial or real assets that are actively traded in markets. It reflects the fact that future marke ...k management, market risk is relevant for positions included in the banks' trading book as well as interest rate and foreign exchange positions in the whole b

4 KB (657 words) - 16:14, 11 March 2024
Model Taxonomy
...of quantitative models and tools that may be used to assist with pricing, trading, structuring, marketing or any other business / management purpose not link * The prevalent risk type in a given business activity. E.g. trading businesses tend to recognize and treat many risks as "market risks"

5 KB (679 words) - 19:39, 11 March 2024
Risk Data Standards
...of related fields (tags) that represent a vocabulary for classifying data assets ...API's. Such vendor data would typically be the basis for creating market / trading risk frameworks (VaR systems, CVA/PFE systems etc). Vendor formats are gene

10 KB (1,432 words) - 17:18, 5 December 2023
Limit framework
...titative manner the maximum risk [[Exposure]] permitted for an individual, trading desk, business line etc. ** By Trading Desk

6 KB (837 words) - 13:38, 5 February 2020
Internal Fraud
** Misappropriation of assets ** Malicious destruction of assets

3 KB (365 words) - 14:13, 4 October 2021
External Fraud
* Trading and Sales: ** Theft of Assets

3 KB (372 words) - 15:27, 8 February 2020
Business Execution
** Negligent loss or damage of client assets * Trading and Sales: Data entry errors, model risk

3 KB (348 words) - 14:09, 29 March 2021
Physical Damage
...l or reputational loss from damage to [[Physical Infrastructure | physical assets]] owned or operated by the firm, ranging from [[Natural Disaster | natural * Trading and Sales: Business continuity failure, damage to building and premises

2 KB (219 words) - 15:10, 10 August 2021
Fintech Risk Events
| Electronic Trading * [[Internal Fraud]] - misappropriation of assets, tax evasion, intentional mismarking of positions, bribery

9 KB (1,186 words) - 12:35, 11 March 2024
IFRS 9 Glossary
...nce between that initial amount and the maturity amount and, for financial assets, adjusted for any loss allowance | The allowance for expected credit losses on financial assets

10 KB (1,464 words) - 11:38, 25 September 2020
IFRS 9
...IFRS 9 is to establish principles for the financial reporting of financial assets and liabilities that will present relevant and useful information to users Recognition of financial assets and liabilities requires their classification into one of the three availab

8 KB (1,123 words) - 13:25, 25 October 2019
FVPL
Fair value through profit or loss is an accounting method for financial assets and liabilities * it meets the definition of held for trading.

707 bytes (99 words) - 00:51, 28 January 2020
Held For Trading
'''Held for trading''' in the context of [[IFRS 9]] is an accounting term<ref>IFRS Standard 9, Financial liabilities held for trading include:

2 KB (229 words) - 00:52, 28 January 2020
Static Balance Sheet Assumption
...ccount, for the calculation of the impact of the scenarios, changes in the assets and liabilities of the institution that derive from: # Differences in maturities or other characteristics of assets or liabilities.

3 KB (491 words) - 13:11, 25 October 2019
Fair Value Hierarchy
...usted) quoted prices in [[Active Market | active markets]] for ''identical assets or liabilities'' and the lowest priority (Level 3) to unobservable inputs. ...rice | quoted prices]] in active markets for identical [[Financial Asset | assets]] or liabilities that the entity can access at the measurement date. A quo

5 KB (687 words) - 09:28, 19 September 2021
IT Security Risk
...ies of events that adversely affects the [[Information Asset | information assets]] of an organization. The overall narrative of this type of [[Risk Event]] ...nstitution for different purposes (e.g. fraud, performing and hiding rogue trading activities, data theft, activism / sabotage) by a variety of techniques (e.

10 KB (1,520 words) - 17:12, 6 September 2023
Asset Quality
...ed with the loan and investment portfolios, other real estate owned, other assets, and off-balance-sheet transactions, but also the ability of management to ...her risks that may affect the value or marketability of an institution’s assets, including but not limited to

2 KB (319 words) - 12:32, 30 May 2017
Hold to Collect Business Model
...y financial assets are held to their maturity as opposed to being held-for-trading.

779 bytes (112 words) - 14:16, 12 November 2019
EU Financial Regulation
...s]]). Both primary markets (originating securities) and secondary markets (trading platforms) | Articulation of risk sharing between member countries, lack of risk-free assets, proportionality of regulatory requirements for smaller banks

11 KB (1,404 words) - 20:56, 27 September 2021