Category:Regulatory Agencies
From Open Risk Manual
This category defines general purpose concepts for representation of regulatory agencies, also known as regulatory authorities or regulators. Examples of financial industry regulatory agencies in the US include the Securities Exchange Commission, FINRA, and the FDIC, among others. The SEC and FINRA are both registration authorities and regulatory agencies. The FDIC is a regulatory agency and an insurer, and may be a registration authority for certain state-chartered banks in the US without bank holding companies.
Pages in category "Regulatory Agencies"
The following 10 pages are in this category, out of 10 total.
