ISCO Occupation Group 3311.2 Financial Broker
From Open Risk Manual
Definition
Financial Broker: Financial brokers undertake financial market activities on behalf of their clients. They monitor securities, financial documentation of their clients, market trends and conditions and other legal requirements. They plan buying and selling activities and calculate transactions costs.
Essential Skills
- Apply Technical Communication Skills
- Economics
- Maintain Financial Records
- Create A Financial Plan
- Provide Financial Product Information
- Trade Securities
- Manage Financial Risk
- Financial Jurisdiction
- Analyse Market Financial Trends
- Obtain Financial Information
- Protect Client Interests
- Actuarial Science
- Securities
- Advise On Financial Matters
- Financial Products
- Synthesise Financial Information
Optional Skills
- Trace Financial Transactions
- Communicate With Customers
- Modern Portfolio Theory
- Handle Financial Transactions
- Operate Financial Instruments
- Provide Support In Financial Calculation
- Handle Financial Disputes
- Conduct Financial Audits
- Maintain Records Of Financial Transactions
- Review Investment Portfolios
- Provide Cost Benefit Analysis Reports
- Banking Activities
- Optimise Financial Performance
- Communicate With Banking Professionals
Alternative Names
- Financial Services Adviser
- Finance Adviser
- Financial Services Manager
- Financial Services Broker
- Broker
- Finance Broker
Specializations
| Specialization | Title |
|---|---|
| C3311.2.1 | ISCO Specialization 3311.2.1 Foreign Exchange Broker |
| C3311.2.4 | ISCO Specialization 3311.2.4 Securities Broker |
| C3311.2.2 | ISCO Specialization 3311.2.2 Mortgage Broker |
| C3311.2.3 | ISCO Specialization 3311.2.3 Mutual Fund Broker |
| C3311.2.5 | ISCO Specialization 3311.2.5 Stock Broker |
